Mihalek Law A Securities Arbitration & Litigation Firm
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April 2015 Archives

What is stockbroker misconduct?

Investing in the stock market can be thrilling and scary at the same time. You understand the risks of investing and have taken appropriate action to cautiously invest to keep your portfolio stable. Even though you have taken the right precautions, you have a feeling there is something wrong with your investments. 

Investors may seek money lost in sale of unregistered stock

While it is of course possible that investors of any age could be targeted and stolen from, older investors may be particularly susceptible. There are likely multiple reasons for this beyond the obvious vulnerability of many who fall into this demographic. With old age right around the corner they may be concerned about having the finances necessary to cover health care needs that could arise. In other cases, they are a group that may have the money to place in an investment.