Mihalek Law A Securities Arbitration & Litigation Firm
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September 2014 Archives

Do you know what constitutes security fraud?

Though the term securities fraud is one that is often heard on the news or read in papers, it is possible that some readers are not aware of what it is. The reality is that the term encompasses a series of activities that are deemed to be illegal. Some are attributed to individuals while others are committed by businesses.

Investor succeeds in vacating securities arbitration decision

When a dispute occurs between a financial adviser or brokerage firm and an investor, the investor may choose to take legal action. While some legal disputes are addressed in a court room based on the decision of a jury or judge, there are alternative dispute resolution approaches that are often used in securities matters. Arbitration is one of those.