Alabama Securities Commission
RSA Plaza 770 Washington Ave., Suite 570
Montgomery, AL 36130-4700
Phone: (334) 242-2984 or (800) 222-1253
Fax: (334) 242-0240
http://asc.state.al.us Alaska Department of Community and Economic Development
The Division of Banking, Securities and Corporations
150 Third Street, Room 217
P.O. Box 110807
Juneau, AK 99811-080
Phone: (907) 465-2521
Fax: (907) 465-2549
http://www.dced.state.ak.us/bsc Arizona Corporation Commission
Securities Division
1300 West Washington St., Third Floor
Phoenix, AZ 85007
Phone: (602) 542-4242
Fax: (602) 594-7470
http://www.state.az.us/ccsd/ Arkansas Securities Department
Heritage West Building
201 East Markham, Room 300
Little Rock, AR 72201
Phone: (501) 324-9260
Fax: (501) 324-9268
http://www.state.ar.us/arsec/ California Department of Corporations
Securities Regulation Division
320 West 4th Street Suite 750
Los Angeles, CA 90013-1105
Phone: (213) 576-7643
Fax: (213) 576-7182
http://www.corp.ca.gov/srd/security.htm Colorado Division of Securities
1580 Lincoln St., Suite 420
Denver, CO 80203-1506
Phone: (303) 894-2320
Fax: (303) 861-2126
http://www.dora.state.co.us/Securities Connecticut Department of Banking
Securities Division
260 Constitution Plaza
Hartford, CT 06103-1800
Phone: (860) 240-8230 or (800) 831-7225
Fax: (860) 240-8295
http://www.state.ct.us/dob/ Delaware Division of Securities
Department of Justice
820 North French St., 5th Floor
Carvel State Office Building
Wilmington, DE 19801
Phone: (302) 577-8424
Fax: (302) 577-6987
http://www.state.de.us/securities District of Columbia
The Department of Insurance and Securities Regulation
810 First Street NE, Suite 701
Washington, D.C. 20002
Phone: (202) 727-8000
Fax: (202) 535-1199
http://www.disr.washingtondc.gov/main.shtm Florida Office of Comptroller
Department of Banking
101 East Gaines Street Plaza Level, The Capitol
Tallahassee, FL 32399-0350
Phone: (850) 410-9805
Fax: (850) 681-2428
http://www.dbf.state.fl.us/divsecur.html Georgia Office of the Secretary of State
Division of Securities and Business Regulation
Two Martin Luther King Jr. Drive SE 802 West Tower
Atlanta, GA 30334
Phone: (404) 656-3920
Fax: (404) 651-6451
http://www.sos.state.ga.us/securities/ Hawaii Department of Commerce & Consumer Affairs
1010 Richards Street, 2nd Floor
P.O. Box 40
Honolulu, HI 96810
Phone: (808) 586-2744
Fax: (808) 586-2733
http://www.state.hi.us/dcca/ Idaho Department of Finance
Securities Bureau
West State Street, 2nd Floor
P.O. Box 83720
Boise, ID 83720-0031
Phone: (208) 332-8004
Fax: (208) 332-8099
http://www.state.id.us/finance/sec.htm Illinois Office of the Secretary of State
Securities Department
17 North State Street, suite 1100
Chicago, IL 60601
Phone: (312) 793-3384
Fax: (312) 793-1202
Springfield Office:
520 South Second Street Suite 200
Lincoln Tower
Springfield, IL 62701
Phone: (217) 782-2256
Fax: (217) 524-2172
http://www.sos.state.il.us/ Indiana Office of the Secretary of State
Securities Division
302 West Washington St. Room E-111
Indianapolis, IN 46204
Phone: (317) 232-6681 or (800) 223-8791
Fax: (317) 233-3675
http://www.in.gov/sos/securities/index.html Iowa Insurance Division
Securities Bureau
330 Maple St.
Des Moines, IA 50319-0065
Phone: (515) 281-5705
Fax: (515) 281-3059
http://www.iid.state.ia.us/ Kansas Office of the Securities Commissioner
618 S. Kansas Ave., 2nd Floor
Topeka, KS 66603-3804
Phone: (785) 296-3307 or (800) 232-9580
Fax: (785) 296-6872
http://www.securities.state.ks.us Kentucky Department of Financial Institutions
Division of Securities
1025 Capital Center Drive, Suite 200
Frankfort, KY 40601
Phone: (502) 573-3390 or (800) 223-2579
Fax: (502) 573-8787
http://www.dfi.state.ky.us Louisiana Securities Commission
3445 North Causeway Blvd., Suite 509
Metairie, LA 70002
Phone: (504) 846-6970
http://www.ofi.state.la.us Maine Department of Professional and Financial Regulation
Securities Division
121 State House Station
Augusta, ME 04333-0121
Phone: (207) 624-8551
Fax: (207) 624-8590
http://www.state.me.us/pfr/sec/sec_index.htm Maryland Office of the Attorney General
Division of Securities
200 St. Paul Place, 20th Floor
Baltimore, MD 21202-2020
Phone: (410) 576-6360
Fax: (410) 576-6532
http://www.oag.state.md.us Massachusetts Secretary of the Commonwealth
Securities Division One Ashburton Place, 17th Floor
Boston, MA 02108
Phone: (617) 727-3548 or (800) 269-5428
Fax: (617) 248-0177
http://www.sec.state.ma.us/sct/sctidx.htm Michigan Office of Financial and Insurance Services
Division of Securities Ottawa Building, 2nd Floor
611 W. Ottawa Street
P.O. Box 30701 Lansing, MI 48909-8201
Phone: (877) 999-6442
Fax: (517) 335-4978
http://www.michigan.gov/cis/0,1607,7-154-10555---00.html Minnesota Department of Commerce
Securities Division
85 Seventh Place East, Suite 500
St. Paul, MN 55101-2198
Phone: (651) 296-4026
Fax: (651) 296-4328
http://www.state.mn.us/cgi-bin/portal/mn/jsp/home.do?agency=CommerceMississippi Secretary of State
Office Business Regulation and Enforcement Division
202 N. Congress Street Suite 601
P.O. Box 136 Jackson, MS 39205
Phone: (800) 804-6364
Fax: (601) 359-2663
http://www.sos.state.ms.us/regenf/securities/securities.asp Missouri Office of the Secretary of State
Securities Division
Missouri State Information Center
600 West Main Street
Jefferson City, MO 65101
Phone: (573) 751-4136
Fax: (573) 526-3124
http://mosl.sos.state.mo.us/securities Montana Office of the State Auditor
Securities Department
840 Helena Avenue
P. O. Box 4009
Helena, MT 59604-4009
Phone: (406) 444-2040 or (800) 332-6148
Fax: (406) 444-5558
http://www.state.mt.us/sao/securities/secintro.htm Nebraska Department of Banking and Finance
Bureau of Securities
1200 N Street, Suite 311
P.O. Box 95006
Lincoln, NE 68509-5006
Phone: (402) 471-3445
http://www.ndbf.org Nevada Secretary of State
Securities Division
555 E. Washington Ave. 5th Floor, Suite 5200
Las Vegas, NV 89101
Phone: (702) 486-2440 or (800) 758-6440
Fax: (702) 486-2452
Reno Office:
Securities Satellite Office
1755 East Plumb Lane Suite 231
Reno, Nevada 89502
Phone: (775) 688-1855
Fax: (775) 688-1858
http://sos.state.nv.us/securities/ New Hampshire Bureau of Securities Regulation
State House, Room 204
Concord, NH 03301-4989
Phone: (603) 271-1463 or (800) 994-4200
Fax: (603) 271-7933
http://webster.state.nh.us/sos/securities/ New Jersey Department of Law and Public Safety
Bureau of Securities Gibraltar Building
153 Halsey St., 6th Floor
P.O. Box 47029
Newark, NJ 07101
Phone: (973) 504-3600
Fax: (973) 504-3601
http://www.state.nj.us/lps/ca/bos.htm New Mexico Regulation and Licensing Department
Securities Division
725 St. Michaels Drive
Santa Fe, NM 87505-7605
Phone: (505) 827-7140
Fax: (505) 984-0617
http://www.rld.state.nm.us/sec/index.htm New York Office of the Attorney General
Investor Protection
Securities Bureau
120 Broadway, 23rd Floor
New York, NY 10271
Phone: (212) 416-8000
Fax: (212) 416-8816
http://www.oag.state.ny.us North Carolina Department of the Secretary of State
Securities Division
300 North Salisbury St.
P.O. Box 29622
Raleigh, NC 27626-0622
Phone: (919) 733-3924 or (800) 688-4507
Fax: (919) 821-0818
http://www.secretary.state.nc.us/sec/ North Dakota Securities Commissioner
State Capitol Building, 5th Floor
600 East Boulevard Ave.
Bismarck, ND 58505-0510
Phone: (701) 328-2910 or (800) 297-5124
Fax: (701) 255-3113
http://www.state.nd.us/securities/ Ohio Division of Securities
77 South High St., 22nd Floor
Columbus, OH 43215
Phone: (614) 644-7381 or (800) 788-1194
Fax: (614) 466-3316
http://www.securities.state.oh.us/ Oklahoma Department of Securities
First National Center, Ste 860
120 North Robinson
Oklahoma City, OK 73102
Phone: (405) 280-7700
Fax: (405) 280-7742
http://www.securities.state.ok.us Oregon Department of Consumer and Business Services
Division of Finance and Corporate Securities
350 Winter Street NE, Room 410
Salem, OR 97301-3881
Phone: (503) 378-4140
Fax: (503) 947-7862
http://www.oregondfcs.org Pennsylvania Securities Commission
Harrisburg Office:
Eastgate Office Building, 2nd Floor
1010 North Seventh Street
Harrisburg, PA 17102-1410
Phone: (717) 787-8061
Fax: (717) 783-5122
Philadelphia Office:
1109 State Office Building
Philadelphia, PA 19130-4088
Phone: (215) 560-2088
Fax: (215) 560-3977
Pittsburgh Office:
806 State Office Building
Pittsburgh, PA 15222-1210
Phone: (412) 565-5083
Fax: (412) 565-7646
http://sites.state.pa.us/PA_Exec/Securities/ Rhode Island Department of Business Regulation
Securities Division 233 Richmond St., Suite 232
Providence, RI 02903-4232
Phone: (401) 222-3048
Fax: (401) 222-5629
http://www.dbr.state.ri.us/ South Carolina Office of the S.C. Attorney General
Securities Division
Rembert C. Dennis Office Building
1000 Assembly Street
P.O Box 11549
Columbia, SC 29211-1549
Phone: (803) 734-9916
http://www.scsecurities.com South Dakota Division of Securities
Capitol Building
118 West Capitol Ave.
Pierre, SD 57501
Phone: (605)-773-4823
Fax: (605)-773-5953
http://www.state.sd.us/dcr/securities/ Tennessee Department of Commerce and Insurance
Securities Division
500 James Robertson Pkwy. Suite 660
Nashville, TN 37243
Phone: (615) 741-1900
Fax: (615) 532-8375
http://www.state.tn.us/commerce/securdiv.html Texas State Securities Board
Rusk Building
208 East 10th Street, 5th Floor
P.O. Box 13167
Austin, Texas 78711-3167
Phone: (512) 305-8300
Fax: (512) 305-8310
http://www.ssb.state.tx.us Utah Division of Securities 1
60 East 300 South, 2nd Floor
P.O. Box 146760
Salt Lake City, Utah 84114-6760
Phone: (801) 530-6600
Fax: (801) 530-6980
http://www.securities.state.ut.us Vermont Department of Banking, Insurance, Securities and Health Care
Securities Division
89 Main St., Drawer 20
Montpelier, VT 05620-3101
Phone: (802) 828-3420
http://www.bishca.state.vt.us/SecuritiesDiv/securindex.htm Virginia State Corporation Division
Division of Securities and Retail Franchising
Tyler Building, 9th Floor
1300 E. Main St.
P.O. Box 1197
Richmond, Virginia 23218
Phone: (804) 371-9051
Fax: (804) 371-9911
http://www.state.va.us/scc/division/srf/webpages/homepagejavab.htm Washington Department of Financial Institutions
Securities Division
General Administration Building, Room 300
210 11th Ave SW
PO Box 9033
Olympia, WA 98507-9033
Phone: (360) 902-8760
Fax: (360) 586-5068
http://www.wa.gov/dfi/securities/ West Virginia Office of the State Auditor
Securities Division
State Capitol Building 1, Room W-100
Charleston, WV 25305
Phone: (304) 558-2257
Fax: (304) 558-4211
http://www.wvauditor.com Wisconsin Department of Financial Institutions
Division of Securities
345 West Washington Ave.
P.O. Box 1768
Madison, WI 53701-1768
Phone: (608) 266-1064
Fax: (608) 256-1259
http://www.wdfi.org/fi/securities/ Wyoming Secretary of State
Securities Division
State Capitol Building
Cheyenne, WY 82002
Phone: (307) 777-7378
Fax: (307) 777-6217
http://soswy.state.wy.us/securiti/securiti.htm